AUMplify – Amplify your AUM

Application Description

AUMplify is a next-generation, AI-powered application built to transform the advisor billing experience and unlock deep insights from client portfolios. Leveraging the power of Large Language Models (LLMs), AUMplify enables financial advisors to upload invoices and portfolio documents, interact with them through a conversational interface, and generate real-time, actionable intelligence.

Designed for efficiency, compliance, and growth, the platform empowers advisors to streamline billing operations, gain deep portfolio visibility, and personalize service delivery—ultimately driving increases in Assets Under Management (AUM) and client satisfaction.

Technology Stack Used

• Cursor: Used for AI-assisted development and collaborative engineering workflows to rapidly prototype and build the application.
• Claude Code: Integrated for its advanced natural language processing capabilities to understand invoice and financial document structures.
• GPT-4o: Powers the intelligent chatbot and insight generation engine, enabling advisors to ask financial and billing questions and receive high-context, accurate answers.
• HAKI Platform: Acts as the orchestration layer that hosts the LLM workflows, manages namespaces, and facilitates integration with CRM, PMS, and external data sources.
• Document Parsing & ETL Tools: For intelligent data extraction from PDFs and structured files.
• Visualization Libraries (e.g., D3.js, Chart.js): For rendering rich dashboards and report visuals.
• Cloud Infrastructure (AWS / Azure): For scalable deployment, secure document storage, and high availability.
• Data Privacy & Compliance Modules: Ensuring adherence to GDPR, AML, KYC, and SEC regulations.

Key Features

• Conversational Invoice Intelligence

  • Upload invoices and query them naturally through a chat interface.
  • Ask financial questions like “Quarterly fee trend for top 10 clients” or “What’s the billing difference YoY for Account X?”

• AI-Powered Billing Analytics

  • Extracts and analyzes invoice components such as fees, service periods, and account-level charges.
  • Flags anomalies, missed billing, or discrepancies instantly.

• Interactive Dashboards & Report Generation

  • Real-time dashboards to track AUM growth, revenue contributions, and client performance.
  • Exportable reports based on chatbot queries for clients, compliance, or audits.

• Advisor Productivity Insights

  • Performance evaluation metrics, account opening efficiency, and revenue trend analytics.
  • Workflow-based suggestions for improving advisor output and profitability.

• Client Segmentation & Upselling Signals

  • Groups clients by performance, preferences, and demographics.
  • Identifies cross-sell and upsell opportunities using historical and real-time data.

• Workflow Automation Engine

  • Define and customize workflows for document processing, alerts, and client communications.

• External Data & Compliance Integration

  • Ingests data from market sources like Morningstar and SEC feeds.
  • Flags halted trading, ESG risks, and calculates AUM impact in real time.

• Regulatory Alignment

  • Built-in compliance features for fee disclosures, recordkeeping, audit trails, and advisor suitability checks.

Implementation Options

• Web-Based SaaS Platform

  • Accessible via secure login, with dedicated workspaces per advisor or firm.
  • Built-in multi-tenancy for role-based access and data privacy.

• Modular Enterprise Integration

  • Integrates with PMS, CRM, accounting, and external billing systems.
  • APIs and connectors available for custom workflows and legacy systems.

• LLM Customization & Optimization

  • Advisors can choose and fine-tune the LLM (Claude, GPT-4o, etc.) based on accuracy, speed, or language comprehension needs.

• Configurable Output & Templates

  • Choose from predefined or custom report formats, dashboards, and export options.

• Scalable & Secure Architecture

  • Deployed on cloud infrastructure with encryption, access control, and compliance-ready data storage.